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Pandora to Pay $330K Fine in Securities Case
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Pandora Jewelry was ordered to pay a $333,000 (DKK 2 million) fine in connection with a breach of the Securities Trading Act in Denmark. The company stated that it is reviewing whether or not to appeal the ruling that was passed...
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Financial-Legal
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Dec 02, 2014
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Jeff Miller
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DGSE Reaches Settlement With the SEC
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DGSE Companies Inc. reached a settlement with the U.S. Securities & Exchange Commission (SEC), without admitting or denying allegations of wrongdoing and it concludes an investigation into the company's accounting issues that were brought forward...
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Financial-Legal
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May 29, 2014
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Jeff Miller
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Appeals Court Upholds Most of Conflict Minerals Law
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Press Release: On April 14, 2014, the U.S. Court of Appeals for the District of Columbia Circuit issued its opinion in the appeal of National Association of Manufacturers (NAM), et. al., versus the Securities and Exchange...
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Financial-Legal
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Apr 17, 2014
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JVC
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Signet Details Chain-of-Custody Efforts, Obstacles to SEC
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The following oral statement from Signet Jewelers was given to the Securities and Exchange Commission's (SEC) panel on conflict minerals yesterday. SEC Roundtable on Conflict MineralsSEC File Number S7-40-10October 18, 2011Good afternoon. My name...
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Financial-Legal
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Oct 19, 2011
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Signet Jewelers
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SEC Ends Zale Investigation Without Penalty
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Zale Corporation told shareholders today that the Securities and Exchange Commission (SEC) had completed its investigation into the jewelry retailer and does not intend to recommend any enforcement action against the company. The SEC investigation commenced in October 2009 and Zale's own...
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Financial-Legal
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Apr 15, 2011
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Jeff Miller
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