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Pandora Production
Pandora to Pay $330K Fine in Securities Case
Pandora Jewelry was ordered to pay a $333,000 (DKK 2 million) fine in connection with a breach of the Securities Trading Act in Denmark. The company stated that it is reviewing whether or not to appeal the ruling that was passed...
Financial-Legal Dec 02, 2014 Jeff Miller
DGSE Reaches Settlement With the SEC
DGSE Companies Inc. reached a settlement with the U.S. Securities & Exchange Commission (SEC), without admitting or denying allegations of wrongdoing and it concludes an investigation into the company's accounting issues that were brought forward...
Financial-Legal May 29, 2014 Jeff Miller
Appeals Court Upholds Most of Conflict Minerals Law
Press Release: On April 14, 2014, the U.S. Court of Appeals for the District of Columbia Circuit issued its opinion in the appeal of National Association of Manufacturers (NAM), et. al., versus the Securities and Exchange...
Financial-Legal Apr 17, 2014 JVC
Signet Jewelers
Signet Details Chain-of-Custody Efforts, Obstacles to SEC
The following oral statement from Signet Jewelers was given to the Securities and Exchange Commission's (SEC) panel on conflict minerals yesterday. SEC Roundtable on Conflict MineralsSEC File Number S7-40-10October 18, 2011Good afternoon. My name...
Financial-Legal Oct 19, 2011 Signet Jewelers
SEC Ends Zale Investigation Without Penalty
Zale Corporation told shareholders today that the Securities and Exchange Commission (SEC) had completed its investigation into the jewelry retailer and does not intend to recommend any enforcement action against the company. The SEC investigation commenced in October 2009 and Zale's own...
Financial-Legal Apr 15, 2011 Jeff Miller
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